The securities and Exchange Commission investigated the incident and opted not to press charges. 美国证券交易委员会(TheSecuritiesandExchangeCommission)对此事进行了调查,但最终放弃了正式起诉。
The securities and Exchange Commission probably applied some pressure as well. 美国证券交易委员会(SecuritiesandExchangeCommission)可能也施加了一些压力。
As of October, there were eighty-six alternative trading systems registered with the Securities and Exchange Commission. 截至10月,共有86个暗池交易系统在证券交易委员会进行了登记。
If it's a public company, review its10-K filings with the Securities and Exchange Commission& documents that summarize a public company's performance. 如果是家上市公司,可以阅读它向美国证券交易委员会提交的10-K文件,这类文件总结了上市公司的业绩。
The US Securities and Exchange Commission is implementing a system to examine financial firms 'cyber defences. 美国证交会(SEC)正在执行一项检查金融公司网络防范措施的制度。
The company has been required to make disclosure under Regulation S-K of the Securities and Exchange Commission and for interlocking directors. 对于这些人和公司间的互兼董事,根据证券交易委员会的S-K规则,公司必须进行披露。
These risks and uncertainties are presented in detail in our filings with the Securities and Exchange Commission. 这些风险和不确定性在我们在美国证券交易委员会的文件档案中有详细阐述。
However, last September the Securities and Exchange Commission, the US regulator, cleared her of any wrongdoing. 然而,去年9月,美国监管机构&美国证券交易委员会(SecuritiesandExchangeCommission)澄清了她的违规嫌疑。
IPOs must be registered with the Securities and Exchange Commission. IPO必须在美国证交会(SEC)注册。
However, some criticised the plan for giving regulatory oversight of the market to both the securities and Exchange Commission and the commodities and Futures Trading Commission, with the creation of a Council to resolve turf disputes. 不过,由于将衍生品市场的监管权赋予证券交易委员会(sec)和商品期货交易委员会(cftm)两个机构,通过成立一个委员会来解决职权纷争,这项方案遭到了一些人的批评。
The ban was lifted by the US Securities and Exchange Commission late on Wednesday night. 美国证券交易委员会(sec)周三晚取消了该禁令。
Nor would the act's provisions to create a stronger Securities and Exchange Commission have made a difference. 该法案条款要求创设一个更强大的证券交易委员会,这并没有什么不同。
The US Securities and Exchange Commission, which enforces IPO disclosure rules, declined to comment. 负责IPO披露规则执行的美国证交会(SEC)拒绝置评。
Then there is the securities and Exchange Commission, which raised acceptable levels of leverage for financial institutions. 还有美国证交会(sec),它把金融机构杠杆的可接受水平上调了。
The securities and Exchange Commission began its own whistleblower programme in 2011. 美国证券交易委员会在2011年创建了自己的告密者计划。
This preference for nearby markets is facilitated by Securities and Exchange Commission rule 144A, which allows foreign companies to raise capital from US institutional investors without an SEC registration. 美国证券交易委员会(SEC)的144A条例,为这种对邻近市场的偏好提供了便利。该条例允许外国企业向美国机构投资者筹资时,不用在证交会进行注册。
So the Securities and Exchange Commission has launched rigorous enforcement actions to detect fraud and manipulation in the market. 为此,证券交易委员会已经启动监控市场欺诈和市场操纵的强制措施。
In March, Christopher Cox, the securities and Exchange Commission Chairman, and I co-chaired a conference on capital markets competitiveness. 今年3月,美国证券交易委员会(sec)主席克里斯托弗考克斯(christophercox)和我共同主持了一个有关资本市场竞争力的会议。
They want to merge the Securities and Exchange Commission and the Commodity Futures Trading Commission. 他们还想要合并证券交易委员会,和期货商品交易委员会。
The securities and Exchange Commission was created in the 1930s to enforce federal securities laws and regulate capital markets. 美国证交会(sec)创建于20世纪30年代,其职责是执行联邦证券法律、并监管资本市场。
It does not look to the Securities and Exchange Commission to verify Merrill's solvency. 它不会指望美国证券交易委员会(SEC)来核实美林的偿付能力。
The company made the announcement in a filing with the Securities and Exchange Commission. 该公司在提交给证券交易委员会的文件中公布了这个决定。
The Securities and Exchange Commission is the principal government regulator for securities. 证券交易委员会是,政府对证券的主要监管机构。
The Securities and Exchange Commission has issued new rules temporarily suspending the practice of short-selling on the stocks of financial institutions. 证券交易管理委员会已经发布了新的规则,临时取消了在金融机构股票上的期货交易。
US Securities and Exchange Commission to report investment fraud. 向美国安全和交易委员会报告投资欺诈。
The securities and Exchange Commission is investigating Royal Bank of Scotland, Credit Suisse and other financial institutions for their handling of problem mortgage loans, according to public disclosures and people familiar with the matter. 根据公开披露信息和知情人士介绍,美国证券交易委员会(sec)正在调查苏格兰皇家银行(rbs)、瑞士信贷(creditsuisse)和其他金融机构对问题抵押贷款的处理。
Hedge funds, though, do not have to report their activities to the securities and exchange commission. 然而,对冲基金不必向证券交易委员会报告其活动。
The Securities and Exchange Commission is clear that we did not misrepresent anything, Mr Paulson told investors. 保尔森告诉投资者:证交会清楚,我们没有对任何事情作出虚假陈述。
I'm with the securities and Exchange Commission enforcement division. 我是“保安和互换委员会强制执行部门”的。
When China is the world's largest market and source of savings, international businessmen and bankers will have to pay attention to Chinese regulators – in the same way that they now worry about America's Securities and Exchange Commission or Federal Reserve. 当中国成为世界上最大的市场和储蓄国时,全球商人和银行家将必须关注中国的监管机构,如同他们现在对美国证券交易委员会(SecuritiesandExchangeCommission)或美联储(Fed)的担心一样。